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SAS® Analytics - Solutions for Regulatory Compliance

3/5/2009 · Kategori: BANKA-FINANS

Analytics delivering greater insight

SAS Analytics provides an integrated environment for predictive and descriptive modeling, data mining, text analytics, forecasting, optimization, simulation, experimental design and more. From predictive analytics to model deployment and process optimization, SAS provides a range of techniques and processes for the collection, classification, analysis and interpretation of data to reveal patterns, anomalies, key variables and relationships, leading ultimately to new insights and better answers faster.

SAS Analytics can be applied to a vast range of business challenges across many industries and departments. To learn more about what you can achieve with SAS Analytics, explore our
Analytics Info Kit.

SAS® Solutions for Regulatory Compliance

Compliance with regulations has always been a reality of business. Now, thanks to a continuing line of corporate scandals, compliance more than ever connects directly to market performance.

And regulations have seemed to multiply over time. All public companies that trade on U.S. markets must comply with the Sarbanes-Oxley Act. Financial services firms in Europe must comply with the Basel II accord. U.S. financial services companies face security requirements outlined in the USA Patriot Act.

The list is long and the regulations complex, regardless of your industry. Failure to comply now bears more serious penalties than ever, including the loss of corporate integrity and shareholder confidence.

SAS understands the complexity of your compliance needs – that they are vast, interconnected and vital to your success. For this reason, we offer solutions for a variety of specific compliance requirements. All these solutions are built on a common platform that allows you to pull together complex compliance data from multiple systems and then quickly analyze it, report on it and deliver the required information to regulators.

With SAS, you can comply with even the most challenging aspects of:

  • Anti-money laundering regulations – Automatically identify, classify and surface suspicious activities so you'll be able to meet stringent government regulations, protect shareholder confidence and maintain a strong reputation.
  • Basel II – Satisfy the requirements of all three pillars of Basel II, calculate and aggregate market, credit and operational risk measures, and minimize efforts and investments in risk management.
  • Fair banking regulations – Boost analytical capabilities to know materiality, set priorities and enhance risk controls associated with the Home Mortgage Disclosure Act (HMDA), Community Reinvestment Act (CRA), Equal Credit Opportunity, Home Owner's Equity Protection Act (HOEPA) and more.
  • MiFID – Meet MiFID requirements for client classification and trade transparency, and aggregate information to support execution and client reporting.
  • Sarbanes-Oxley – Track, store, document and audit every financial process and control within your business more effectively.
  • 21 CFR Part 11 – Effortlessly ensure compliance with the FDA's 21 CFR Part 11 requirements, as well as other life sciences regulations.

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CMSFX.COM

2/5/2009 · Kategori: BANKA-FINANS

Maintaining the security of your money is a top priority at CMS Forex. No Forex broker can truly guarantee the safety of a client’s Forex deposits. Therefore you should choose your Forex dealer after close consideration.

Quite often the best way to judge a firm’s financial integrity is by its reputation and the commitment it shows to its clients through its service and business decisions. Our devotion to our clients has made our firm a respected industry leader. Investors must be prudent in regard to where they hold their funds and it is vital to consider the integrity of the firm and its management when making one’s decision.

CMS Forex is a registered Futures Commission Merchant, a Forex Dealer Member of the NFA (National Futures Association) and is registered with the CFTC (Commodities Futures Trading Commission), an agency of the United States government. The regulations set forth by these agencies are designed to help ensure the safety of our clients’ deposits. Among other things the regulations require that our firm:

  • maintain sufficient liquid capital in excess of the amount required to cover all client deposits, potential fluctuations in the firm’s currency positions and outstanding expenses;
  • does not include any debt outstanding to the firm as part of this capital;
  • subject itself to all relevant laws, rules and regulations as well as stringent reporting requirements set forth by these agencies;
  • submit financial information to regulatory bodies on a weekly and monthly basis;
  • undergo three scrutinizing annual audits, one performed by an independent financial auditor, one by the National Futures Association itself, and a third independent audit responsible for inspecting the firm’s Anti Money Laundering procedures.

Furthermore, our firm holds all deposits with only highly reputable financial institutions. Our firm is grateful for the trust our clients place in us, and we do everything in our power to preserve the safety of our clients’ funds.

Please be wary of brokers that guarantee the safety of your funds or that claim that your funds will receive special protections such as FDIC insurance. To learn more, please read the “Disclosure Regarding Bankruptcy Protections” on our risk disclosure section.

Learn more about our commitment to regulatory compliance
About CMS Forex

CMS Forex was founded by professional Forex traders, Forex brokers, and software developers, and as a result has been able to identify traders’ needs from the very beginning. Since 1999, CMS Forex’s mission has been to provide the most powerful currency trading technology combined with quality execution, competitive services, and dependable customer service. Over the past seven years, CMS Forex has quickly become one of the world’s leading online retail currency trading institutions, providing secure, user-friendly Forex trading software.

CMS Forex is positioned as an industry leader in the Forex marketplace and continues its growth while striving to provide its clients the best trading environment. Based out of New York, CMS Forex and its affiliates now have offices in Boston, Tokyo, Bermuda, Saint Petersburg, and Shanghai. Bermuda’s Capital Market Services International and CMS Japan were created to strengthen global reach and better cater to our international clients.

CMS Forex strives to serve both the retail and institutional segment of the Forex community. Its commitment to providing innovative currency trading technology, fair dealing practices, and excellent customer service establishes CMS Forex as a major force that traders look to for advanced Forex charting, up-to-date Forex news, and informative Forex education.

CMS Forex’s affiliates in New York, Saint Petersburg, and Shanghai are dedicated to going above and beyond to meet clients’ needs, by creating and constantly improving upon the already sophisticated and user-friendly trading software, VT Trader™. These attributes, plus many others, prove that CMS Forex has built from the ground up a service that truly stands on its own.

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